FCA orders seven UK brokers to repair client-dealing surveillance
The regulator found high reporting thresholds, untested vendor settings and patchy oversight; 3,806 STORs reached the FCA in 2025, 16% fewer than in 2024.
Read articleThe regulator found high reporting thresholds, untested vendor settings and patchy oversight; 3,806 STORs reached the FCA in 2025, 16% fewer than in 2024.
Read article