Tagged: SM&CR

Retail FX 23 Oct 2026 2 min read

FCA and PRA propose ending annual certification for 139,000 staff

The plan would move some board appointments to notification and change conduct-breach reporting and training rules. Regulators project £2 billion in savings over a decade.

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Retail FX 23 Oct 2026 2 min read

FCA and PRA propose scrapping annual sign-off for 139,000 staff

The plan keeps firms accountable for competence and conduct, while CEOs, CFOs and Chairs retain pre-approval. Regulators forecast £2 billion in savings over the next decade.

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